astfinancial.comAST - Professional and Financial Services

Select Company UNITED STATES CANADA (Formerly CST) About Us Knowledge Center News & Events Research Tools Contact Us Careers Login Click here to log in! UNITED STATES Issuer & Investor Services Transfer Agent Services Complete public and private transfer and registry services, underscored by flawless shareholder experience. LEARN MORE Equity Plan Solutions Secure, innovative compensation solutions that help motivate employees and maximize their awards. LEARN MORE Corporate Actions Services Advisory, processing and support for complex transactions, including M&As, IPOs and stock splits. LEARN MORE Asset Recovery Services Support for companies and shareholders with complex escheatment requirements and abandoned property compliance needs. LEARN MORE Corporate Trust Services Comprehensive trust solutions driven by experienced and proven transaction processing. LEARN MORE Governance, Proxy & Ownership Services Corporate Governance Advisory, insights, analysis and expertise that produce corporate governance strategies and successful outcomes. LEARN MORE Corporate Proxy Services Industry-leading proxy solicitation services with significant experience in high-profile, complex situations. LEARN MORE Mutual Fund Proxy Services Management of proxy campaigns for mutual funds, including an integrated suite of specialized advisory services. LEARN MORE Ownership Intelligence Information and insights on key investors, paired with strategic outreach to help corporations capitalize on relationships. LEARN MORE Information Agent Analytical, logistical and communications programs to support complex business transactions. LEARN MORE Class Actions & Mission Critical Services Class Actions Comprehensive case management, consulting and communications for class actions. LEARN MORE Mission Critical Services Customized, end-to-end solutions that support crisis response for public, private and governmental organizations. LEARN MORE Restructuring Services Restructuring Services Strategic guidance and corporate restructuring capabilities designed to help manage all administrative functions. LEARN MORE USA Login Issuer & Investor Services Transfer Agent Services Equity Plan Solutions Corporate Actions Services Asset Recovery Services Corporate Trust Services Governance, Proxy & Ownership Services Corporate Governance Corporate Proxy Services Mutual Fund Proxy Services Ownership Intelligence Information Agent Class Actions & Mission Critical Services Class Actions Mission Critical Services Restructuring Services Restructuring Services About Us Knowledge Center News & Events Research Tools Contact Us Careers Login UNITED STATES CANADA (Formerly CST) Gauging the Pace of Bankruptcy Filings The 2020 outlook from Donlin, Recano & Co., Inc., an AST Company READ MORE 2020 Proxy Season Trends Investor Behavior Today: More Shareholder Proposals on Ballots GET ACCESS AST Private Company Solutions Partners with HC Global Fund Services, LLC READ MORE Developing a Shareholder Engagement Strategy AST Thought Leaders Redefine Ownership Today WATCH VIDEO AST Virtual Meeting Services Conduct your shareholder meetings on a secure, compliant platform designed especially to support shareholder participation LEARN MORE Previous Next Who We Are AST is a tech-enabled, integrated, professional services firm that empowers companies and their stakeholders to achieve their goals through advisory, technology and flawless execution. What We Offer Issuer & Investor Services Issuer & Investor Services We are your strategic partner for positive shareholder engagement, transfer agent excellence, control of essential ownership records, and employee plans. SEE ALL SERVICES SEE ALL SERVICES Governance, Proxy & Ownership Services Governance, Proxy & Ownership Services We assist corporations in obtaining and interpreting key investor information to enhance their engagement through our expertise in corporate governance, proxy solicitation, advisory services, credit markets intelligence and more. SEE ALL SERVICES SEE ALL SERVICES Class Actions & Mission Critical Services Class Actions & Mission Critical Services We partner with professionals in the private, public, and governmental sectors through a wide range of services designed to help them overcome legal obstacles and unplanned events. SEE ALL SERVICES SEE ALL SERVICES Restructuring Services Restructuring Services We provide comprehensive case management and administration consulting services for corporate restructuring transactions. Our approach streamlines operations and reduces administrative burdens. SEE ALL SERVICES SEE ALL SERVICES Solutions by Function FINANCE AST understands and addresses the unique challenges faced by finance teams. As your proactive advisor, we’ll help guide you through regulatory challenges while delivering the day-to-day service and operational support you need to ensure your company’s continued evolution. We are dedicated to supporting your organization’s progress, and to helping you avoid obstacles along the way. Discover our solutions and start moving forward today. 2019 Proxy Season Review and Fall Engagement Guide As you prepare for 2020, gain access to data and top takeaways from last season by downloading The Debriefing , D.F. King’s 2019 Season Review and Fall Engagement Guide. To print the Guide, click here . | DOWNLOAD AST IPO Guide This guide aims to help organizations effectively prepare for an IPO. | DOWNLOAD CORPORATE SECRETARY To deliver essential corporate services like ownership recordkeeping and shareholder communications, Corporate Secretaries need a strong partner with the resources and experience to ensure that nothing stands in the way of their progress. AST offers the advisory, operations, and expertise to address a suite of needs, from flawless Transfer Agent and Registrar services to IPO and ownership advisory. We believe in staying ahead of compliance and regulatory changes, in fostering positive relationships with shareholders, and in using technology and strategic acumen to drive decisions. Discover just some of what we can do together. 2019 Proxy Season Review and Fall Engagement Guide As you prepare for 2020, gain access to data and top takeaways from last season by downloading The Debriefing , D.F. King’s 2019 Season Review and Fall Engagement Guide. To print the Guide, click here . | DOWNLOAD AST IPO Guide This guide aims to help organizations effectively prepare for an IPO. | DOWNLOAD HUMAN RESOURCES Whether they’re awarding shares directly, providing options, or delivering the ability to purchase stock through a plan, Human Resources teams help their companies retain the best talent and foster employees’ long-term commitment to their organization’s success. AST is equipped to support the goals of HR teams for both public and private organizations, and across even the most recently adopted equity products. Our tech-forward solutions serve both issuers and employees, and are customized to your needs—whether you’re looking for a comprehensive, full-service solution to manage your plans, or a simpler SAAS tool that puts you in the driver’s seat. See how we can help you get started. Making the Most of Incentive Plans In a highly competitive job market, incentive plans need to be a part of your company's road map regardless of what stage the company is in. | DOWNLOAD LEGAL COUNSEL Whether it’s a private company issuing its first IPO, or an established corporation handling an M&A event, restructuring, or class action litigation, successful corporate actions require dedicated operational support. For these matters, AST offers an integrated suite of services designed to help legal teams move their clients forward. Our expert staff, technology-driven solutions, and integrated communications framework enable us to work collaboratively with you, even when timing is tight. We can integrate registry and compliance advisory services into all of our so...